Michael Lee Martin

Current Employers

Employment History

• 09/1989 → Present
  Mike Martin & Assoc Inc
  Blue Springs, MO
• 08/2008 → 10/2017
  National Planning Corporation
  Independence, CA
• 10/2017 → 01/2024
  Woodbury Financial Services Inc
  Independence, MO
• 01/2024 → Present
  Osaic Wealth, Inc.
  Lee'S Summit, MO

Previous Registrations

• 2017-10-25 → 2024-01-19
  Woodbury Financial Services, Inc.
  Lee'S Summit, MO
• 2008-08-15 → 2017-10-27
  National Planning Corporation
  Independence, MO
  El Segundo, CA
  Independence, MO
• 2004-06-03 → 2008-08-18
  Voya Financial Advisors, Inc.
  Independence, MO

Other Businesses

1) FIXED INSURANCE POSITION: representative NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/1992 ADDRESS: 19045 e valley view parkway, Ste c, independence MO 64055 DESCRIPTION: offer and sell life insurance LTC insurance fix annuities. 2) BRENDA CARPENTER TRUST POSITION: TRUSTEE NATURE: TRUST OF DEDCEASED SISTER IN LAW INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2012 ADDRESS: 3640 NE RALPH POWELL ROAD, LEES SUMMIT MO 64064, United States DESCRIPTION: I HOLD MONEY IN A CHECKING ACCOUNT FOR THE BENEFIT OF TWO SURVIVING DAUGHTERS OF THE DECEASED ONCE OR TWINE A YEAR THEY WITHDRAWAL FOR SPECIFIC NEEDS ON DEMAND 3) MARTIN TAX & FINANCIAL SERVICES POSITION: Tax Preparer NATURE: tax preparation and tax planning INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 09/01/1999 ADDRESS: 3640 NE Ralph Powell Road, Lee's Summit MO 64064, United States DESCRIPTION: meet with tax clients and prepare tax returns 4) FIXED INSURANCE POSITION: representative NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1992 ADDRESS: 3640 NE Ralph Powell Road, Lees summit MO 64064, United States DESCRIPTION: offer and sell life insurance LTC insurance fix annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-26
• S63 Uniform Securities Agent State Law Examination
  1992-02-25