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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-27
KS RA APPROVED 2018-02-09
  • TX RA
    APPROVED
    Since 2023-10-27
  • KS RA
    APPROVED
    Since 2018-02-09

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

1223 North Rock Rd Suite G300, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Century Securities Associates, Inc. Wichita KS 06/2001 02/2018
Kestra Investment Services, Llc Wichita KS 02/2018 Present
Kestra Advisory Services, Llc Wichita KS 02/2018 Present
  • 06/2001 → 02/2018
    Century Securities Associates, Inc.
    Wichita, KS
  • 02/2018 → Present
    Kestra Investment Services, Llc
    Wichita, KS
  • 02/2018 → Present
    Wichita, KS
Previous Registrations
Other Businesses

Name: Fitts Financial Strategies, LLC Investment Related: Yes Address: 8080 E Central, Suite 200 Wichita KS 67206 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Advisor Chartered Financial Consultant Start Date: 2/9/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Will conduct the activities of a investment and financial advisor including financial planning services, portfolio management, and investment sales. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Chartered Financial Consultant Start Date: 2/9/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Will conduct the activities of a investment and financial advisor including financial planning services, portfolio management, and investment sales. Name: FORTIS ADVISORS LLC POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/25/2021 ADDRESS: 8080 E Central, Ste 200, Wichita KS 67206 DESCRIPTION: LLC was created solely for the purpose of Accounts Payable, payroll and vendor contracts (phone, internet, ect) Name: SABRE WEALTH POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2023 ADDRESS: 1223 N. Rock Road, Building G Suite 300, Wichita KS 67206 DESCRIPTION: General duties of an independent financial advisor. Name: WICHITA FESTIVALS INC POSITION: Board Member NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2023 ADDRESS: 444 E. William, Wichita KS 67202 DESCRIPTION: Attend Board meetings and vote on items brought before the board. Position is by invitation/election and in unpaid.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1993-07-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1993-07-08
Designations

View on SEC IAPD

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