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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| DC | RA | APPROVED | 2009-03-13 |
Branch Locations
2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States
Washington, DC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn State University | State College | PA | 08/1987 | Present |
| Rbc Capital Markets , Llc | Washington | DC | 03/2009 | Present |
| City National Bank | Washington | DC | 06/2017 | Present |
ROOM 11, LLC 3234 11ST ST NW WASHINGTON, DC RESTURANT, PASSIVE OWNER. STARTED JULY 2008 AND NO END DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-16 |
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