Inactive

James Michael Boon

Jupiter Wealth Management, LLC

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Current Employers

Jupiter Wealth Management, Llc

4500 E Cherry Creek South Drive Suite 1060, Glendale, CO 80246 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2018-11-20
TX	RA	APPROVED	2018-11-20

CO RA
APPROVED

Since 2018-11-20
TX RA
APPROVED

Since 2018-11-20

Branch Locations

4500 E Cherry Creek South Drive Suite 1060, Glendale, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	La Jolla	CA	12/2008	09/2018
Tru Independence Asset Management, Llc	Portland	OR	09/2018	12/2018
Jupiter Wealth Management	Glendale	CO	11/2018	Present

12/2008 → 09/2018

Ubs Financial Services Inc.

La Jolla, CA
09/2018 → 12/2018

Tru Independence Asset Management, Llc

Portland, OR
11/2018 → Present

Jupiter Wealth Management

Glendale, CO

Previous Registrations

2018-09-25 → 2019-01-02

Tru Independence Asset Management, Llc

Denver, CO
2008-12-08 → 2018-09-18

Ubs Financial Services Inc.

La Jolla, CA

Boulder, CO

Denver, CO
2007-04-02 → 2008-12-10

Morgan Stanley & Co. Llc

St. Louis, MO

Rancho Sante Fe, CA
2003-07-02 → 2007-04-02

Morgan Stanley Dw Inc.

St. Louis, MO

St. Louis, MO
2003-07-01 → 2003-07-10

Wells Fargo Clearing Services, Llc

St. Louis, MO
1999-09-14 → 2003-07-01

Prudential Equity Group, Llc

St.LOuis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-04
S63	Uniform Securities Agent State Law Examination	1992-02-13

S65 Uniform Investment Adviser Law Examination

1995-05-04
S63 Uniform Securities Agent State Law Examination

1992-02-13

Other Names

Jim Boon

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.

HINDS FINANCIAL GROUP INC

CETERA INVESTMENT ADVISERS LLC

SUMMIT WEALTH GROUP

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

KINDRED FINANCIAL LLC

Other Investors

MANDI JEAN RENZETTI

JOSHUA MICHAEL YOUNG

BARBARA JEAN GRANT

TERRY ELLEN OLEARYHUNTER

BENJAMIN ANTHONY BOLT

MICHAEL ANTHONY WILLIAMS

JEFF JAMES WARREN

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WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO

WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO

WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO

STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood, CO

HINDS FINANCIAL GROUP INC · LAKEWOOD, CO

CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO

EDWARD JONES · Lakewood, CO

SUMMIT WEALTH GROUP · Lakewood, CO

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