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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Horsham | PA | 03/2013 | 12/2019 |
| Dgm&A | Chatham | NJ | 08/2004 | 12/2019 |
| Hornor Townsend & Kent Inc | Horsham | PA | 06/2014 | 12/2016 |
| Mariner Wealth Advisors | Madison | NJ | 01/2020 | 11/2022 |
| Mariner Wealth Advisors | Manasquan | NJ | 11/2022 | Present |
1) SAM ARM PARTNERSHIP, NOT INVESTMENT-RELATED, 2531 MANESHAW LANE, KISSIMMEE, FL , RENTAL PROPERTY, PARTNER, START DATE: 11/01/2012, APPROXIMATE NUMBER OF HOURS/MONTH: 8, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 0, DUTIES: ACCOUNTING/BILL PAYMENT ONLY. RENTAL PROPERTY PERFORMED BY OTHER PARTNER AND PROPERTY MANAGED BY LOCAL PROPERTY MANAGER.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-08-11 |
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