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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-19 |
| TX | RA | APPROVED | 2020-08-19 |
Branch Locations
1510 Fashion Island Blvd Ste 380, San Mateo, CA 94404 • United States
508 2Nd Street, Suite 106, Davis, CA 95616 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | St. Paul | MN | 08/2005 | 08/2020 |
| Minnesota Life Insurance Co. | St. Paul | MN | 08/2005 | 07/2020 |
| Sgc Financial & Insurance Services | San Mateo | CA | 08/2005 | 07/2017 |
| Sgc Financial & Insurance Services | Sacramento | CA | 07/2017 | 08/2020 |
| Lpl Financial | Sacramento | CA | 08/2020 | Present |
1. 8/2005 - DBA for LPL Business (entity for LPL business) - SGC Financial & Insurance Services - Investment Related - Sacramento, CA 95825 2. 1/6/2022 - McQueen Calligan Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date 1/1/2021 - 2 Hours Per Month/2 Hours During Securities Trading. 3. 03/22/2022 - SageCrest Wealth Management- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/21/2022 - 160 Hours Per Month/130 Hours During Securities. 4. 01/12/2023 - Heise Wealth Management, Inc - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 01/09/2023 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-02 |
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