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Tiani R Hausen

Raymond James & Associates, Inc.

Fort Lauderdale, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-12
FL RA APPROVED 2024-09-27
  • TX RA
    APPROVED_RES
    Since 2025-12-12
  • FL RA
    APPROVED
    Since 2024-09-27

Branch Locations

201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 03/2016 09/2024
Morgan Stanley Private Bank, National Association New York NY 03/2016 09/2024
Raymond James & Associates, Inc Fort Lauderdale FL 09/2024 Present
Morgan Stanley Private Bank, N.A New York NY 03/2016 Present
  • 03/2016 → 09/2024
    Morgan Stanley
    Miami, FL
  • 03/2016 → 09/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2024 → Present
    Raymond James & Associates, Inc
    Fort Lauderdale, FL
  • 03/2016 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2016-03-09 → 2024-10-04
    Morgan Stanley
    Miami, FL
    Fort Lauderdale, FL
  • 2015-04-27 → 2016-03-29
    Credit Suisse Securities (Usa) Llc
    Miami, FL
  • 2003-07-01 → 2004-04-28
    Wells Fargo Clearing Services, Llc
    Miami, FL
  • 2001-09-26 → 2003-07-01
    Prudential Equity Group, Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-24
S63 Uniform Securities Agent State Law Examination 1992-03-11
  • S65 Uniform Investment Adviser Law Examination
    2015-04-24
  • S63 Uniform Securities Agent State Law Examination
    1992-03-11
Other Names
  • Rodrigues Hausen
  • Tiani Reges Rodrigues Hausen
  • Tiani R. Hausen
  • Tiani Hausen

View on SEC IAPD

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