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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-09-14
  • MI RA
    APPROVED
    Since 2011-09-14

Branch Locations

23498 Michigan Ave, Dearborn, MI 48124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Dearborn MI 09/1990 Present
Mml Investors Services, Llc Dearborn MI 05/2003 Present
Other Businesses

NAME: KARCHER AGENCY INC INV REL: Y ADD: 23498 MICHIGAN AVE DEARBORN MI 48124 NATURE: LIFE, HEALTH, DENTAL, VISION POSITION: SALES, AGENT, OWNERSHIP START DATE: 1990 NO. HR/MO: 32 NO. HR/MO DURING SEC TRADING: 21

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-25
S63 Uniform Securities Agent State Law Examination 1992-04-08
  • S65 Uniform Investment Adviser Law Examination
    2011-08-25
  • S63 Uniform Securities Agent State Law Examination
    1992-04-08

View on SEC IAPD

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