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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-21 |
| WA | RA | APPROVED | 1999-12-29 |
Branch Locations
920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connecticut Mutual Life Ins. Co. | Seattle | WA | 05/1991 | Present |
| Mml Investors Services, Inc. | Springfield | MA | 03/1996 | Present |
NAME: PETER S. SECHLER INV REL: Y ADD: 920 FIFTH AVENUE, SUITE 1600, SEATTLE, WA 98104 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 1991 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DUTIES: LIFE, HEALTH, GROUP LIFE & GROUP HEALTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-22 |
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