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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-08-20 |
| TX | RA | APPROVED_RES | 2018-08-12 |
Branch Locations
10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States
Waunakee, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Madison | WI | 06/2009 | 08/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2018 |
| Rbc Capital Markets, Llc. | Madison | WI | 08/2018 | Present |
(1) Rental Property; Investment related; Madison, WI; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2017; During business hours: 0; After business hours: 0; (2) NAME OF ENTITY: We owned this condo since June of 2017; ADDRESS: 5350 Westport # 21 Madison, Wi 53704; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Rent to Family Member; CAPACITY: Owner - Active; START DATE: 06/2017; DUTIES: Condo Owner; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-13 |
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