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Robert Anthony Vickers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Terre Haute, IN

Indianapolis, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2000-01-21
TX RA APPROVED_RES 2000-01-07
  • IN RA
    APPROVED
    Since 2000-01-21
  • TX RA
    APPROVED_RES
    Since 2000-01-07

Branch Locations

401 Ohio St, Terre Haute, IN 47807 • United States

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Terre Haute IN 11/1999 Present
Bank Of America, N.A. Terre Haute IN 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-16
S63 Uniform Securities Agent State Law Examination 1992-03-17
  • S65 Uniform Investment Adviser Law Examination
    1998-03-16
  • S63 Uniform Securities Agent State Law Examination
    1992-03-17

View on SEC IAPD

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OSAIC WEALTH, INC. · TERRE HAUTE, IN
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LPL FINANCIAL LLC · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
MORGAN STANLEY · TERRE HAUTE, IN
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