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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-25
  • MN RA
    APPROVED
    Since 2024-11-25

Branch Locations

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Black Creek Capital Markets, Llc Denver CO 04/2018 01/2021
Lasalle Investment Management Distributors, Llc Chicago IL 04/2015 04/2018
Pacific Oak Capital Markets, Llc Costa Mesa CA 06/2021 04/2023
Unemployed River Vale NJ 02/2021 05/2021
Thrivent Distributors Llc Minneapolis MN 03/2024 Present
Unemployed River Vale NJ 04/2023 04/2024
Thrivent Financial Appleton WI 04/2024 Present
  • 04/2018 → 01/2021
    Black Creek Capital Markets, Llc
    Denver, CO
  • 04/2015 → 04/2018
    Lasalle Investment Management Distributors, Llc
    Chicago, IL
  • 06/2021 → 04/2023
    Pacific Oak Capital Markets, Llc
    Costa Mesa, CA
  • 02/2021 → 05/2021
    Unemployed
    River Vale, NJ
  • 03/2024 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
  • 04/2023 → 04/2024
    Unemployed
    River Vale, NJ
  • 04/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-21
S65 Uniform Investment Adviser Law Examination 1996-11-19
S63 Uniform Securities Agent State Law Examination 1992-02-13
  • S66 Uniform Combined State Law Examination
    2024-11-21
  • S65 Uniform Investment Adviser Law Examination
    1996-11-19
  • S63 Uniform Securities Agent State Law Examination
    1992-02-13
Other Names
  • Gene Sullivan
  • Eugene P Sullivan
  • Eugene Patrick Sullivan
  • Eugene Patrick Sullivan

View on SEC IAPD

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