David Wayne Stockmeier

Employer firm

The Ascent Group, LLC CRD 314424

$4.76B regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 01/2023
  Ameritas Investment Corp.
  Lincoln, NE
• 06/2006 → Present
  Ameritas Life Insurance Corp
  Lincoln, NE
• 04/2010 → Present
  Ameritas Life Insurance Corp Of New York
  New York, NY
• 01/1994 → Present
  Summit Group Of Virginia
  Virginia Beach, VA
• 06/2021 → Present
  The Ascent Group, Llc
  Virginia Beach, VA
• 02/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Virginia Beach, VA

Previous Registrations

• 2006-06-30 → 2021-06-07
  Ameritas Investment Company, Llc
  Virginia Beach, VA
  Lincoln, NE
  Freeport, NY
• 2000-04-04 → 2006-06-30
  Carillon Investments, Inc.
  Virginia Beach, VA
  Virginia Beach, VA

Other Businesses

1) THE ASCENT GROUP, LLC Pos: IA Rep | Nature: SEC-registered RIA | Investment Related: Yes Hours: 160 | Trading: 160 | Start: 5/15/21 Address: 192 Ballard Ct, Ste 400, Virginia Beach, VA 23462 Description: Provides investment advice for an advisory fee. 2) BALLARD SUMMIT, LLC Pos: Member | Nature: Building ownership | Investment Related: No Hours: 1 | Trading: 0 | Start: 9/1/22 Address: Same as above Description: Partial owner and tenant of 192 Ballard Ct. 3) ALERA GROUP, INC Pos: Associate | Investment Related: Yes Hours: 160 | Trading: 160 | Start: 1/2/23 Address: 3 Parkway N, Ste 500, Deerfield, IL 60015 Description: Former agency sold; now employed by Alera. Continue servicing clients as RR, IAR, and insurance agent. 4) INSURANCE Pos: Agent | Nature: Fixed products | Investment Related: Yes Hours: 30 | Trading: 20 | Start: 1/2/90 Address: 192 Ballard Ct, Virginia Beach, VA Description: Sales. 5) NEW DOMINION PICTURES, LLC Pos: Trustee | Nature: TV production/distribution | Investment Related: No Hours: 1 | Trading: 0 | Start: 1/1/17 Address: Chesapeake, VA 23321 Description: Attend 3–4 annual meetings on operations and sales. 6) OLD DOMINION ATHLETIC FOUNDATION (ODAF) Pos: Trustee | Investment Related: No Hours: 2 | Trading: 0 | Start: 1/1/22 Address: 417 Monarch Way, Norfolk, VA 23508 Description: Participate in meetings and support ODU athletics. 7) POINDEXTER STREET, LLC Pos: Partner | Nature: Real estate | Investment Related: Yes Hours: 1 | Trading: 0 | Start: 10/1/07 Address: 752 Virginia Dare Dr, Virginia Beach, VA 23451 Description: Partner. 8) SUMMIT GROUP OF VIRGINIA Pos: Partner | Nature: DBA business | Investment Related: Yes Hours: 40 | Trading: 40 | Start: 1/1/1996 Address: 192 Ballard Ct, Ste 400, Virginia Beach, VA Description: Long-standing DBA. 9) BALLARD STOCKMEIER, LLC Pos: Member | Nature: Holds membership in Ballard Summit | Investment Related: Yes Hours: 0 | Trading: 0 | Start: 7/26/22 Address: 752 Virginia Dare Dr, Virginia Beach, VA Description: No duties. 10) WYNN STOCK Pos: Member | Nature: LLC investment | Investment Related: No Hours: 0 | Trading: 0 | Start: 9/1/23 Address: Same as above Description: Passive investment. 11) RICO ONE LLC Pos: Member | Nature: Family investment LLC | Investment Related: Yes Hours: 0 | Trading: 0 | Start: 9/20/24 Address: 1800 N Alanton Dr, Virginia Beach, VA 23454 Description: Investor, no duties. 12) INDEPENDENT INSURANCE AGENT Pos: Agent | Nature: Fixed products | Investment Related: Yes Hours: 30 | Trading: 20 | Start: 1/2/90 Address: 192 Ballard Ct, Ste 400, Virginia Beach, VA Description: Sales. 13) SGVA HOLDINGS Pos: Owner | Nature: Holds Alera ownership | Investment Related: Yes Hours: 0 | Trading: 0 | Start: 1/2/23 Address: 192 Ballard Ct, Ste 400, Virginia Beach, VA Description: No duties. 14) MFS LLC Pos: Investor | Nature: Family real estate investment entity | Investment Related: Yes Hours: 0 | Trading: 0 | Start: 6/1/26 Address: 1800 N Alanton Dr, Virginia Beach, VA Description: No duties

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-10
• S63 Uniform Securities Agent State Law Examination
  1992-01-28