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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 1996-06-17 |
Branch Locations
121 West Main St, Suite 100, Milford, CT 06460 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Fairfield | CT | 01/1992 | Present |
1. 11/17/1997 - NON-VARIABLE INSURANCE - MILFORD, CT. 2. 2/9/2010 - NON-VARIABLE INSURANCE DBA - TUTINO FINANCIAL, LLC - DBA TO BE USED AS BUSINESS NAME IN CONJUNCTION WITH LPL. OBA INCLUDES LIFE INSURANCE AND FIXED ANNUITY BUSINESS NOT DONE THROUGH LPL. - TIME SPENT 5% - MILFORD, CT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-06 |
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