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Mark Raymond Tutino

LPl Financial LLC

Milford, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1996-06-17
  • CT RA
    APPROVED
    Since 1996-06-17

Branch Locations

121 West Main St, Suite 100, Milford, CT 06460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Fairfield CT 01/1992 Present
  • 01/1992 → Present
    Linsco/Private Ledger Corp.
    Fairfield, CT
Other Businesses

1. 11/17/1997 - NON-VARIABLE INSURANCE - MILFORD, CT. 2. 2/9/2010 - NON-VARIABLE INSURANCE DBA - TUTINO FINANCIAL, LLC - DBA TO BE USED AS BUSINESS NAME IN CONJUNCTION WITH LPL. OBA INCLUDES LIFE INSURANCE AND FIXED ANNUITY BUSINESS NOT DONE THROUGH LPL. - TIME SPENT 5% - MILFORD, CT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-21
S63 Uniform Securities Agent State Law Examination 1992-03-06
  • S65 Uniform Investment Adviser Law Examination
    1996-05-21
  • S63 Uniform Securities Agent State Law Examination
    1992-03-06

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