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Charles Rayburn West

Rayburn West Financial Services

Nashville, TN

CRD 2205187

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Employer firm

Rayburn West Financial Services CRD 145264

$243M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Rayburn West Financial Services

4117 Hillsboro Pike Suite 208, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-09
  • TN RA
    APPROVED
    Since 2025-01-09

Branch Locations

4117 Hillsboro Pike Suite 208, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rayburn West Financial Services Nashville TN 10/2008 Present
Purshe Kaplan Sterling Investments Albany NY 10/2009 12/2016
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-12
S63 Uniform Securities Agent State Law Examination 1992-01-20
  • S65 Uniform Investment Adviser Law Examination
    1996-03-12
  • S63 Uniform Securities Agent State Law Examination
    1992-01-20
Other Names
  • Ray West
  • C Ray Jr West
  • Charles Raburn Jr West
  • Charles Raburn West

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN

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