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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2016-06-10 |
| TX | RA | APPROVED_RES | 2016-05-17 |
| MO | RA | APPROVED | 2005-10-18 |
Branch Locations
4717 Grand Avenue Suite 230, Kansas City, MO 64112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | Kansas City | MO | 01/2002 | Present |
BOARD MEMBER, BOARD OF DIRECTORS. NATIONAL ORGANIZATION OF INVESTMENT PROFESSIONALS. A.K.A NOIP., 4201 CONGRESS ST. SUITE 450, CHARLOTTE, NC 28209. START DATE 1/1/2018. HOURS REQUIRED: 2 CONFERENCE DAYS PER YEAR PLUS 2 EXTRA BOARD MEETINGS AFTER HOURS. NOIP IS A MON PROFIT ORGANIZATION OF INVESTMENT. PROFESSIONALS. MAIN ACTIVITY: EDUCATIONAL OPPORTUNITY FOR INSTITUTIONAL INVESTMENT COMMUNITY TO FASTER FAVORABLE REGULATORY ENVIRONMENT AND FAIR OPEN MARKETS BOARD MEMBER, BOARD OF DIRECTORS. KANSAS CITY SECURITIES ASSOCIATION. P.O. BOX 30065. KANSAS CITY, MO 64112. KANSAS CITY SECURITIES ASSOCIATION IS A 501C-6 NOT FOR PROFIT ORGANIZATION WHOSE PRIMARY FOCUS IS TO GIVE BACK TO THE COMMUNITY THROUGH THE KANSAS CITY SECURITIES ASSOCIATION EDUCATION SCHOLARSHIP FOR INNER CITY YOUTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-04 |
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