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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-20 |
Branch Locations
501 Commerce Street, Nashville, TN 37203 • United States
Franklin, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Holdings | Denver | CO | 06/2016 | 05/2018 |
| Curian Clearing, Llc | Denver | CO | 05/2005 | 10/2017 |
| Curian Capital, Llc | Denver | CO | 05/2005 | 10/2016 |
| Tudor, Pickering, Holt & Co. Securities, Llc | Houston | TX | 06/2018 | 09/2020 |
| Tudor Pickering Holt & Co Advisors | Houston | TX | 06/2018 | 09/2020 |
| Perella Weinberg Partners Lp | Houston | TX | 06/2018 | 09/2020 |
| Cambridge Investment Research Inc. | Fairfield | IA | 09/2020 | 05/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2021 | 05/2023 |
| Alliancebernstein Investments, Inc. | Nashville | TN | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-26 |
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