Branden Todd Brooks

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lynchburg, VA
• 09/2009 → Present
  Bank Of America, N.A.
  Lynchburg, VA

Previous Registrations

• 1997-07-08 → 2007-09-20
  A. G. Edwards & Sons, Inc.
  Modesto, CA
  Modesto, CA

Other Businesses

I*122596 For profit or not for profit: Non-Profit Organization Name of outside business organization: Liberty University Investment related: N Address of business: Lynchburg, Virginia 24502 Nature of business: Corporation, Position, title, association: Other, Professor Start date of relationship: 5/13/2019 Number of hours devoted: 16 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: online and or residential adjunct professor- Financial Planning limit of 4-6 hrs a week

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-12
• S63 Uniform Securities Agent State Law Examination
  1992-03-23