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Current Employers
Raymond James Investment Management

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-05-22
  • MO RA
    APPROVED
    Since 2018-05-22

Branch Locations

928 Grand Blvd, Kansas City, MO 64106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Umb Distribution Services, Llc Milwaukee WI 02/2010 11/2017
Scout Distributors, Llc Kansas City MO 06/2009 11/2017
Carillon Fund Distributors Kansas City MO 11/2017 Present
Raymond James & Associates St. Petersburg FL 11/2017 Present
Kansas City Zoo Kansas City MO 10/2018 Present
Carillon Tower Advisers, Inc. Kansas City MO 11/2017 Present
  • 02/2010 → 11/2017
    Umb Distribution Services, Llc
    Milwaukee, WI
  • 06/2009 → 11/2017
    Scout Distributors, Llc
    Kansas City, MO
  • 11/2017 → Present
    Carillon Fund Distributors
    Kansas City, MO
  • 11/2017 → Present
    Raymond James & Associates
    St. Petersburg, FL
  • 10/2018 → Present
    Kansas City Zoo
    Kansas City, MO
  • 11/2017 → Present
    Carillon Tower Advisers, Inc.
    Kansas City, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-01
S63 Uniform Securities Agent State Law Examination 2006-06-26
  • S65 Uniform Investment Adviser Law Examination
    2009-07-01
  • S63 Uniform Securities Agent State Law Examination
    2006-06-26

View on SEC IAPD

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