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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-26
MO RA APPROVED 2024-10-15
  • TX RA
    APPROVED
    Since 2025-08-26
  • MO RA
    APPROVED
    Since 2024-10-15

Branch Locations

46 Windcastle Dr, Saint Charles, MO 63304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kuhlmann Financial Services Inc Saint Charles MO 09/1991 Present
Principal Securities Inc Saint Charles MO 10/2021 Present
  • 09/1991 → Present
    Kuhlmann Financial Services Inc
    Saint Charles, MO
  • 10/2021 → Present
    Saint Charles, MO
Other Businesses

**OUTSIDE INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2022 ADDRESS: 46 Windcastle Drive, St. Charles MO 63304, United States DESCRIPTION: Sale and service, outside fixed insurance through various carriers, life, D/I, LTC, Group benefits, life and disability. **KUHLMANN FINANCIAL SERVICES, LLC POSITION: Owner/President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 30 START DATE: 09/01/1991 ADDRESS: 46 Windcastle Drive, St. Charles MO 63304, United States DESCRIPTION: Owner/president - manage the company. **OUTSIDE INSURANCE SALES POSITION: Agent/Broker NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2018 ADDRESS: 46 Windcastle Drive, St. Charles MO 63304, United States DESCRIPTION: Market and sell health, dental, fixed life, disability, accident, critical illness, LTC, telemedicine, televet, and discount prescription insurance products and services to individuals and groups through various carriers. **INSURANCE / KUHLMANN FINANCIAL SERVICES, INC. (DBA) POSITION: President NATURE: DI/A&H Insurance, Group/Health Insurance, Life Insurance/Annuities, Mutual Funds/Securities/ VA / VL, Property and Casualty INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 09/01/1991 ADDRESS: 46 Windcastle Drive, Saint Charles MO 63304, United States DESCRIPTION: Group: Medical, Dental, Vision, Employer Paid Life & AD&D, Voluntary Life & AD&D, Pet Insurance, Short Term Disability, Long Term Disability, Long Term Care, Accident, Critical Illness, Hospital Indemnity, Cancer, Identity Theft Protection, Legal, and 401k. Individual: Medical, Dental, Vision, Life & AD&D, Pet Insurance, Short Term Disability, Long Term Disability, Accident, Long Term Care, Critical Illness, Hospital Indemnity, Identity Theft Protection, Legal, Annuities, and IRAs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-12
S63 Uniform Securities Agent State Law Examination 2022-03-05
  • S65 Uniform Investment Adviser Law Examination
    2024-10-12
  • S63 Uniform Securities Agent State Law Examination
    2022-03-05
Other Names
  • John Russell Kuhlmann
  • John Russell Kuhlmann

View on SEC IAPD

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