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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-26 |
| MO | RA | APPROVED | 2024-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kuhlmann Financial Services Inc | Saint Charles | MO | 09/1991 | Present |
| Principal Securities Inc | Saint Charles | MO | 10/2021 | Present |
**OUTSIDE INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2022 ADDRESS: 46 Windcastle Drive, St. Charles MO 63304, United States DESCRIPTION: Sale and service, outside fixed insurance through various carriers, life, D/I, LTC, Group benefits, life and disability. **KUHLMANN FINANCIAL SERVICES, LLC POSITION: Owner/President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 30 START DATE: 09/01/1991 ADDRESS: 46 Windcastle Drive, St. Charles MO 63304, United States DESCRIPTION: Owner/president - manage the company. **OUTSIDE INSURANCE SALES POSITION: Agent/Broker NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2018 ADDRESS: 46 Windcastle Drive, St. Charles MO 63304, United States DESCRIPTION: Market and sell health, dental, fixed life, disability, accident, critical illness, LTC, telemedicine, televet, and discount prescription insurance products and services to individuals and groups through various carriers. **INSURANCE / KUHLMANN FINANCIAL SERVICES, INC. (DBA) POSITION: President NATURE: DI/A&H Insurance, Group/Health Insurance, Life Insurance/Annuities, Mutual Funds/Securities/ VA / VL, Property and Casualty INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 09/01/1991 ADDRESS: 46 Windcastle Drive, Saint Charles MO 63304, United States DESCRIPTION: Group: Medical, Dental, Vision, Employer Paid Life & AD&D, Voluntary Life & AD&D, Pet Insurance, Short Term Disability, Long Term Disability, Long Term Care, Accident, Critical Illness, Hospital Indemnity, Cancer, Identity Theft Protection, Legal, and 401k. Individual: Medical, Dental, Vision, Life & AD&D, Pet Insurance, Short Term Disability, Long Term Disability, Accident, Long Term Care, Critical Illness, Hospital Indemnity, Identity Theft Protection, Legal, Annuities, and IRAs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-05 |
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