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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-15 |
| TX | RA | APPROVED | 2018-10-15 |
Branch Locations
2001 Route 46 E., Ste. 103, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 10/2018 |
| Nicholas Pascarella & Co | Parsippany | NJ | 07/1991 | 10/2018 |
| Lpl Financial Llc | Parsippany | NJ | 10/2018 | Present |
1) 02/21/2019 - ICB - Investment related - At reported business location(s) - Insurance Commissions only - start date:01/15/2019 - 5 hrs/mo - My role is insurance broker. 2) 04/22/2019 - Life Brokerage, LLC - Investment related - 2 Central Ave. Hammonton, NJ 08037 - Non-Variable Insurance - start date:03/14/2019 - 2 hrs/mo - 0 hrs during trading. 3) 6/25/2019 - Perennis Financial Planning, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/13/2019 - 220 Hours Per Month/157 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-20 |
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