Edward Charles Fredericks

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2005 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 1998-09-29 → 2005-06-01
  Mony Securities Corporation
  Westport, CT
• 2002-02-01 → 2003-12-02
  Trusted Securities Advisors Corp.
  Westport, CT

Other Businesses

NAME OF ENTITY: 153 Soundview Dr Montauk, NY 11954 TYPE OF BUSINESS: RENTAL PROPERTY POSITION: OWNER # OF HOURS PER MONTH: 1 YEARLY COMPENSATION: $5,000; Outside Direct Carrier Appointments

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-30
• S63 Uniform Securities Agent State Law Examination
  1996-09-24