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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-12-06 |
| CT | RA | APPROVED | 2005-06-01 |
Branch Locations
612 Wheelers Farms Road 2Nd Floor, Milford, CT 06461 • United States
Stratford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
NAME OF ENTITY: 153 Soundview Dr Montauk, NY 11954 TYPE OF BUSINESS: RENTAL PROPERTY POSITION: OWNER # OF HOURS PER MONTH: 1 YEARLY COMPENSATION: $5,000; Outside Direct Carrier Appointments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-24 |
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