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Stuart Mark Stern

Stern Capital Management, Inc.

Old Bridge, NJ

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Current Employers
Stern Capital Management, Inc.

18 Throckmorton Lane Suite 201, Old Bridge, NJ 08857 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2003-04-09
  • NJ RA
    APPROVED
    Since 2003-04-09

Branch Locations

18 Throckmorton Lane, #201, Old Bridge, NJ 08857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stern Capital Management Old Bridge NJ 10/1999 Present
  • 10/1999 → Present
    Stern Capital Management
    Old Bridge, NJ
Previous Registrations
  • 2004-01-05 → 2004-08-04
    Apw Capital, Inc.
    Old Bridge, NJ
    Delmar, NY
    Parsippany, NJ
    Totowa, NJ
    Totowa, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-05
S63 Uniform Securities Agent State Law Examination 1993-04-21
  • S65 Uniform Investment Adviser Law Examination
    1993-05-05
  • S63 Uniform Securities Agent State Law Examination
    1993-04-21
Other Names
  • Stuart M Stern

View on SEC IAPD

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