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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-12
CO RA APPROVED 2009-01-08
  • TX RA
    APPROVED_RES
    Since 2018-10-12
  • CO RA
    APPROVED
    Since 2009-01-08

Branch Locations

5613 Dtc Parkway Suite 600, Greenwood Village, CO 80111 • United States

Denver, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. ASHAR GROUP, JASON MENDELSOHN, 1800 PEMBROKE DR, STE 240, ORLANDO, FL, 32801; AGENT- LIFE SETTLEMENT; START DATE 1/8/2021; APPROX. 2 HRS PER MONTH. 2. POA FOR PARENTS. 3. RENTAL PROPERTY; 664 ELATI ST, DENVER, CO 80204; OWNER; START 3/25/2025; APPROX. 1 HR PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-06
S65 Uniform Investment Adviser Law Examination 1999-08-18
S63 Uniform Securities Agent State Law Examination 1996-01-18
  • S66 Uniform Combined State Law Examination
    2018-09-06
  • S65 Uniform Investment Adviser Law Examination
    1999-08-18
  • S63 Uniform Securities Agent State Law Examination
    1996-01-18

View on SEC IAPD

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