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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-01
MN RA APPROVED 2013-11-23
  • TX RA
    APPROVED
    Since 2020-12-01
  • MN RA
    APPROVED
    Since 2013-11-23

Branch Locations

10405 6Th Ave N Ste 220, Plymouth, MN 55441 • United States

Plymouth, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plymouth MN 09/2005 03/2020
Ameriprise Financial Services, Llc Plymouth MN 03/2020 Present
Other Businesses

Business Ownership; MDFF LLC; Co-owner; Manage Ameriprise Business; 8646 Eagle Creek Circle, #108, Savage, MN, 55378; Investment-Related; 11/03/2023; 60 hours per month; 60 during trading hours. Board of Directors; Oak Grove Lutheran School, BOR; Member of Board of Regents; 100 S Terrace N., , Fargo, ND, 58102; Not Investment-Related; 12/20/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; MDFF LLC; Partner- Established for expense management purposes, shared operational infrastructure, and continuity planning among team members.; Manage advisory business; 8646 Eagle Creek Cir # 108, , Savage, MN, 55378; Investment-Related; 11/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-08
  • S63 Uniform Securities Agent State Law Examination
    1994-02-08

View on SEC IAPD

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