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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-02-02 |
| WA | RA | APPROVED | 2009-04-30 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
1201 Pacific Ave. Suite 1500, Tacoma, WA 98402-4322 • United States
Tacoma, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Seattle | WA | 04/2009 | Present |
| City National Bank | Seattle | WA | 08/2019 | 01/2023 |
LAKE PETERSON PARTNERSHIP OWN 5 BUILDING LOTS IN RENTON, WA START 5/06 AND NO END DATE. OWNER-PASSIVE. DEVELOPING LAND. DEVOTE 1 HR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-22 |
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