Scott G. Stevens

Current Employers

Employment History

• 06/2009 → 02/2018
  Morgan Stanley Smith Barney
  West Hartford, CT
• 01/2015 → 02/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2018 → 11/2018
  Raymond James
  West Hartford, CT
• 09/1990 → 02/2018
  Morgan Stanley
  West Hartford, CT
• 12/2018 → Present
  Medallion Wealth Advisors, Llc
  Farmington, CT
• 01/2019 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Farmington, CT

Previous Registrations

• 2018-02-23 → 2018-11-30
  Raymond James & Associates, Inc.
  West Hartford, CT
  St. Petersburg, FL
• 2009-06-01 → 2018-02-27
  Morgan Stanley
  West Hartford, CT
• 1992-04-23 → 2009-06-01
  Citigroup Global Markets Inc.
  Hartford, CT
  West Hartford, CT

Other Businesses

1. Stevens & Associates, LLC Address: 24 Avonside, Avon, CT Nature of the Business: Rental Real Estate Position/Title: Proprietor/Owner Investment Related: NO Start Date: 09/01/2002 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: pay bills 2. Medallion Wealth Advisors, LLC. RIA. advisory business. 150 hours devoted per month, 150 hours during market hours. Start date 11/2018- Zero percent ownership 3. Highland Capital Brokerage: 1 Farm Glen Blvd. Farmington, CT 06032: Insurance: Investment Related? No: Start date 06/2019: Insurance agent/0% Ownership: $5000/year: 5 hrs/month: 3 hrs/month during marketing hours trading hours 4. STEVENS & ASSOCIATES, LLC POSITION: OWNER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 24 AVONSIDE, AVON CT 06001, United States DESCRIPTION: MANAGMENT 5. MEDALLION WEALTH ADVISORS POSITION: VP-INVESTEMENTS NATURE: INVESTMENT ADVISORY & FINANCIAL PLANNING AS AN SEC REGULATED RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 32 START DATE: 12/01/2018 ADDRESS: 2 BRIDGEWATER RD, SUITE 201, FARMINGTON CT 06032, United States DESCRIPTION: INVESTMENT ADVISORY AND FINANCIAL PLANNING 6. HIGHLAND CAPITAL POSITION: INSURANCE AGENT NATURE: HEALTH AND DISABILITY INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2018 ADDRESS: ONE FARM GLEN ROAD, FARMINGTON CT 06032, United States DESCRIPTION: HEALTH & DISABILITY INSURANCE AGENT

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-19
• S63 Uniform Securities Agent State Law Examination
  1992-01-30

Other Names

• Scott Gregory Stevens