Kevin Patrick Monn

Rbc Capital Markets, LLC

Inver Grove, MN

CRD 2201410

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-11-09
MN	RA	APPROVED	2013-11-19

TX RA
APPROVED_RES

Since 2015-11-09
MN RA
APPROVED

Since 2013-11-19

Branch Locations

971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States

Inver Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets,Llc	St Paul	MN	12/2009	Present

12/2009 → Present

Rbc Capital Markets,Llc

St Paul, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-22
S63	Uniform Securities Agent State Law Examination	1992-01-29

S66 Uniform Combined State Law Examination

2004-11-22
S63 Uniform Securities Agent State Law Examination

1992-01-29

View on SEC IAPD

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