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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-09 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States
Inver Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets,Llc | St Paul | MN | 12/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-29 |
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