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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-22 |
Branch Locations
23 Brunswick Woods Ddr, East Brunswick, NJ 08816 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brunswick Wealth Management, Llc | East Brunswick | NJ | 03/2007 | Present |
| Sii Investments, Inc. | East Brunswick | NJ | 12/2008 | Present |
| Cetera Advisors Llc | Denver | CO | 12/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2017; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SELLING LIFE & ANNUITIES; (2) NAME OF OTHER BUSINESS: BRUNSWICK WEALTH MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX & ACCOUNTING, FINANCIAL SERVICES & FIXED INSURANCE START DATE: 5/2017 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SOLICITATION AND SERVICE OF SECURITIES & INSURANCE, TAX PREP, ACCOUNTING & PAYROLL. (3) NAME OF OTHER BUSINESS: PROFESSIONAL PLANNING ASSOCIATES, INC. INVESTMENT RELATED: YES; ADDRESS: REGISTERED LOCATION - 23 BRUNSWICK WOODS DR, EAST BRUNSWICK, NJ 08816 / NON REGISTERED APPOINTMENT ONLY LOCATION - 400 MARKET STREET SUITE 360, PHILADELPHIA, PA 19106; NATURE OF BUSINESS: INSURANCE & FINANCIAL SERVICES; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5' BRIEF DESCRIPTION OF DUTIES: INSURANCE & FINANCIAL SERVICES; (4) NAME OF OTHER BUSINESS: 420 MAIN STREET PARTNERS INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: S-CORP ; START DATE: 05/2016 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY FOR TAX PURPOSES ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-09 |
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