Best Investors Account Sign in

James Copeland

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

Garden City, NY

Melville, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
NY RA APPROVED 2022-12-01
  • TX RA
    APPROVED
    Since 2023-01-31
  • NY RA
    APPROVED
    Since 2022-12-01

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

1325 Franklin Ave, Garden City, NY 11530 • United States

Melville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 11/2016
Ubs Financial Services Inc. Jericho NY 12/2016 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-25
S65 Uniform Investment Adviser Law Examination 1996-01-09
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
  • S65 Uniform Investment Adviser Law Examination
    1996-01-09
Other Names
  • James William Copeland
  • James W Copeland

View on SEC IAPD

Other Firms

CLEAR POINT ADVISORS, INC.
APS WEALTH MANAGEMENT, LLC
LI WEALTH MANAGEMENT INC
VOYA FINANCIAL ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
THE PINNACLE FINANCIAL GROUP
PARK AVENUE SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

ROBERT LAWRENCE LEVINE
STEVEN CHARLES BRILL
BARRY EVAN DAMPF
AMANPREET SINGH KOHLI
MARK HOWARD PHILLIPS
STEVEN JOHN MUSMANNO
STEPHEN ABRAMSON
Jordan Thomas Schrage

Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

More in Melville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor