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Carolyn Elizabeth Kelly

Team Hewins, LLC

Foster City, CA

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Current Employers
Team Hewins, Llc

950 Tower Lane Suite 1050, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-05-29
  • CA RA
    APPROVED
    Since 2018-05-29

Branch Locations

950 Tower Lane Suite 1050, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hewins Brokerage Services, Llc Redwood City CA 07/2015 05/2018
Team Hewins, Llc Redwood City CA 05/2018 01/2021
Hewins Financial Advisors, Llc Redwood City CA 12/2015 06/2018
Team Hewins, Llc Redwood City CA 01/2021 12/2021
Team Hewins, Llc Redwood City CA 01/2022 Present
  • 07/2015 → 05/2018
    Hewins Brokerage Services, Llc
    Redwood City, CA
  • 05/2018 → 01/2021
    Team Hewins, Llc
    Redwood City, CA
  • 12/2015 → 06/2018
    Hewins Financial Advisors, Llc
    Redwood City, CA
  • 01/2021 → 12/2021
    Team Hewins, Llc
    Redwood City, CA
  • 01/2022 → Present
    Team Hewins, Llc
    Redwood City, CA
Previous Registrations
  • 2015-05-05 → 2018-06-01
    Wipfli Financial Advisors, Llc
    Milwaukee, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2007-01-22
Designations

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

More in Foster City, CA

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