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Steven Cain Smith

Truist Advisory Services, Inc.

Flowery Branch, GA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-02-17
  • GA RA
    APPROVED
    Since 2021-02-17

Branch Locations

4676 Hog Mountain Rd, Flowery Branch, GA 30542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc Charlotte NC 05/2002 02/2021
Bb&T Securities, Llc Gainseville GA 01/2018 02/2021
Truist Investment Services, Inc. Gainseville GA 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 05/2002 → 02/2021
    Bb&T Investment Services, Inc
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Gainseville, GA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Gainseville, GA
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Lavonia, GA
    Winder, GA
    Athens, GA
    Dacula, GA
    Athens, GA
    Buford, GA
    Gainesville, GA
    Gainseville, GA
    Clermont, GA
    Charlotte, NC
    Duluth, GA
    Gainesville, GA
    Richmond, VA
  • 2003-05-13 → 2018-01-02
    Bb&T Investment Services, Inc.
    Winder, GA
    Athens, GA
    Gainesville, GA
    Gainseville, GA
    Clermont, GA
    Lavonia, GA
    Gainesville, GA
    Buford, GA
    Buford, GA
    Charlotte, NC
    Charlotte, NC
    Duluth, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-13
S63 Uniform Securities Agent State Law Examination 1992-01-03
  • S65 Uniform Investment Adviser Law Examination
    1998-11-13
  • S63 Uniform Securities Agent State Law Examination
    1992-01-03
Other Names
  • Steve Smith

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL PARTNERS
SOUND INCOME STRATEGIES, LLC
EDWARD JONES
CULBRETH WEALTH MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LEGACITREE WEALTH MANAGEMENT, LLC

Other Investors

ED O. HOOSH
CHANDLER THOMAS WOOD
RYAN STANSELL HENDRIX
SAMUEL THOMAS MADARIS
Nicholas Dalton Franks
Kermit Cornelius Walker
Brian David Blough
Ronald Gary Lee

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · FLOWERY BRANCH, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Flowery Branch, GA
INDEPENDENT FINANCIAL PARTNERS · Braselton, GA
SOUND INCOME STRATEGIES, LLC · Braselton, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dacula, GA
EDWARD JONES · Dacula, GA
CULBRETH WEALTH MANAGEMENT · DACULA, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DACULA, GA

More in Flowery Branch, GA

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