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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-04-01
  • GA RA
    APPROVED
    Since 2015-04-01

Branch Locations

7360 Spout Springs Rd, Flowery Branch, GA 30542 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Buford GA 03/2015 11/2016
Wells Fargo Bank Na Buford GA 03/2015 Present
Wells Fargo Clearing Services, Llc Buford GA 11/2016 Present
  • 03/2015 → 11/2016
    Wells Fargo Advisors, Llc.
    Buford, GA
  • 03/2015 → Present
    Wells Fargo Bank Na
    Buford, GA
  • 11/2016 → Present
    Buford, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-07
  • S66 Uniform Combined State Law Examination
    2014-11-07

View on SEC IAPD

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