Andrew Wayne Erisman

Current Employers

Freestone Capital Management, Llc

701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-11-02
WA	RA	APPROVED	2009-05-21

TX RA
APPROVED_RES

Since 2023-11-02
WA RA
APPROVED

Since 2009-05-21

Branch Locations

701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Freestone Capital Management Llc	Seattle	WA	05/2009	Present

05/2009 → Present

Freestone Capital Management Llc

Seattle, WA

Previous Registrations

2003-01-03 → 2009-05-20

Oppenheimer & Co. Inc.

Bellevue, WA

Bellevue, WA
2003-04-15 → 2007-11-13

Oppenheimer Asset Management

New York, NY
1995-03-28 → 2003-01-03

Cibc World Markets Corp.

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-02-24
S63	Uniform Securities Agent State Law Examination	1992-09-10

S65 Uniform Investment Adviser Law Examination

1995-02-24
S63 Uniform Securities Agent State Law Examination

1992-09-10

Other Names

Andrew Wayne Eresman

View on SEC IAPD

Current Employers

Freestone Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews