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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-05
TX RA APPROVED_RES 2017-04-11
TN RA APPROVED 2012-09-11
  • FL RA
    APPROVED
    Since 2018-04-05
  • TX RA
    APPROVED_RES
    Since 2017-04-11
  • TN RA
    APPROVED
    Since 2012-09-11

Branch Locations

1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States

901 Neal Street, Suite 201, Cookeville, TN 38501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Nashville TN 09/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-16
S63 Uniform Securities Agent State Law Examination 1992-01-27
  • S65 Uniform Investment Adviser Law Examination
    1992-09-16
  • S63 Uniform Securities Agent State Law Examination
    1992-01-27
Other Names
  • Rolf Parker Griffith
  • R.PArker Parker Griffith

View on SEC IAPD

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