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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2000-02-02 |
Branch Locations
2440 S. Hacienda Blvd Suite 212/214, Hacienda Heights, CA 91745 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1.) Outside Fixed Insurance. 2.) FIXED INSURANCE BROKERAGE, POSITION: SALES, START DATE: 01/01/1992, HOUR SPENT: 0 PER MONTH, COMPENSATION: $10,000 PER YEAR. 3) KC Lauren investment LLC Hacienda Heights, CA. Co-owner. This LLC owns the office space that houses my wife CPA practice and my office. 4) Trustee of Personal Family Trust
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-13 |
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