Paul Chung Yim

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1.) Outside Fixed Insurance. 2.) FIXED INSURANCE BROKERAGE, POSITION: SALES, START DATE: 01/01/1992, HOUR SPENT: 0 PER MONTH, COMPENSATION: $10,000 PER YEAR. 3) KC Lauren investment LLC Hacienda Heights, CA. Co-owner. This LLC owns the office space that houses my wife CPA practice and my office. 4) Trustee of Personal Family Trust

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-25
• S63 Uniform Securities Agent State Law Examination
  1992-01-13

Other Names

• Paul Chung Ninh Yim