Timothy Edwin Roth

Current Employers

Employment History

• 10/2008 → 04/2024
  Sigma Financial Corporation
  Ann Arbor, MI
• 10/2008 → 04/2024
  Spc
  Ann Arbor, MI
• 04/2024 → Present
  Osaic Wealth, Inc.
  Maumee, OH

Previous Registrations

• 2008-10-24 → 2024-04-01
  Spc
  Maumee, OH
  Ann Arbor, MI
  Morenci, MI
  Adrian, MI
• 2006-11-28 → 2008-10-30
  Osaic Fa, Inc.
  Maumee, OH
  Maumee, OH
  Southfield, MI
• 2004-12-06 → 2006-11-22
  Thrivent Investment Management Inc.
  Napoleon, OH
  Napoleon, OH

Other Businesses

1. ORGANIST FOR MY CHURCH, TRINITY LUTHERAN SINCE 11/1990 2. ENGLER, GARROW & ROTH LTD-1645 INDIAN WOOD CIRCLE, STE 102, MAUMEE OH 43537-NOT INVESTMENT RELATED-INSURANCE BROKERAGE-11/14/2006 TO PRESENT-SALESMAN-SELLING BROKERAGE, INSURANCE, LIFE, VARIABLE LIFE, LTC-25 HRS PER MONTH, ALL DURING TRADING HRS. 3. Selling non-variable insurance products - specifically fixed annuities. 4. WATERVILLE CHAMBER OF COMMERCE MEMBER 5. TRINITY LUTHERAN CHURCH - COUNCIL MEMBER 6. GarRoth Properties LLC - 50% partner with Matthew Garrow of the LLC. Will be purchasing building and collecting rent from EGR. Start date: 5/4/22, approx. 2-3 hrs/mo, none during mkt hrs. INV REL: N 7. ENGLER, GARROW & ROTH LTD. POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 11/14/2006 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: Not investment related-Insurance Brokerage to present - salesman-selling Brokerage, Insurance Life, Variable life, LTC 8. TRINITY LUTHERAN CHURCH POSITION: President NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2020 ADDRESS: 410 Taylor, Delta OH 43515, United States DESCRIPTION: President of the Congregation, I schedule meetings, create agendas, and oversee the operation on the Church Council 9. GARROTH PROPERTIES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/04/2022 ADDRESS: 205 West Main, Morenci MI 49256, United States DESCRIPTION: Owner of a rental building 10. WATERVILLE CHAMBER OF COMMERCE POSITION: Member NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: Main Street, Waterville OH 43566, United States DESCRIPTION: attend meetings 11. TRINITY LUTHERAN CHURCH POSITION: Organist NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1990 ADDRESS: 410 Taylor, Delta OH 43515, United States DESCRIPTION: Playing the organ 12. ENGLER, GARROW & ROTH LTD POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 08/04/2006 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: Partner in the firm in charge of personnel and marketing. DBA is used for Marketing and Promotional purposes.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-03
• S63 Uniform Securities Agent State Law Examination
  1993-06-01

Designations

Other Names

• Tim Roth