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David Alan Madsen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-02-28
UT RA APPROVED 1993-07-12
  • TX RA
    APPROVED
    Since 2005-02-28
  • UT RA
    APPROVED
    Since 1993-07-12

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 11/1991 Present
Bank Of America, Na Salt Lake City UT 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-28
S63 Uniform Securities Agent State Law Examination 1992-01-10
  • S65 Uniform Investment Adviser Law Examination
    1993-06-28
  • S63 Uniform Securities Agent State Law Examination
    1992-01-10

View on SEC IAPD

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