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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-25 |
| AL | RA | APPROVED | 2021-02-22 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Montgomery | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Montgomery | AL | 11/2016 | 02/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 02/2021 | Present |
| Bank Of America, N.A. | Montgomery | AL | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-03 |
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