Lance Eric Peters

Employer firm

Nautical Star Financial Group LLC CRD 316426

$57.4M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 11/2018
  Lpl Financial, Llc
  Bellevue, WA
• 12/2014 → 11/2018
  Financial Advocates Investment Management
  Bellevue, WA
• 11/2018 → 08/2021
  Spotlight Asset Group, Inc.
  Bellevue, WA
• 08/2021 → Present
  Nautical Star Financial Group Llc
  Arlington, TX
• 12/2014 → 11/2018
  Clearpoint Wealth Management
  Bellevue, WA

Previous Registrations

• 2018-11-05 → 2021-08-12
  Spotlight Asset Group
  Irving, TX
  Oakbrook Terrace, IL
• 2014-12-24 → 2018-11-06
  Financial Advocates Investment Management
  Bellevue, WA
  Olympia, WA
• 2004-10-06 → 2014-12-17
  Hornor, Townsend & Kent, Llc
  Bellevue, WA
  Bellevue, WA
• 2002-01-14 → 2004-10-07
  Harrisdirect Llc
  Seattle, WA

Other Businesses

1. 1/22/2015: NO BUSINESS NAME - INVESTMENT RELATED - ISSAQUAH, WA - REAL ESTATE RENTAL - STARTED 02/01/2014 - 2 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING - RENTING OUT PERSONAL RV PERIODICALLY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-25
• S63 Uniform Securities Agent State Law Examination
  1992-02-11