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Aaron Kyle Rainwater

LPl Financial LLC

Irving, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-19
TX RA APPROVED 2018-12-07
  • CA RA
    APPROVED
    Since 2023-09-19
  • TX RA
    APPROVED
    Since 2018-12-07

Branch Locations

600 E John Carpenter Fwy Ste 190, Irving, TX 75062-4393 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Addison TX 05/2014 11/2016
Wells Fargo Clearing Services, Llc Addison TX 11/2016 12/2018
Lpl Financial, Llc Irving TX 12/2018 Present
Previous Registrations
  • 2014-06-20 → 2018-12-11
    Wells Fargo Clearing Services, Llc
    Dallas, TX
    Fort Worth, TX
    Addison, TX
    Garland, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Desoto, TX
    Dallas, TX
    Dallas, TX
    Duncanville, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Garland, TX
  • 2011-11-23 → 2014-06-23
    Pnc Managed Account Solutions, Inc.
    Dallas, TX
  • 2011-03-08 → 2011-11-08
    Bb&T Investment Services, Inc.
    Dallas, TX
    Frisco, TX
    Dallas, TX
    Irving, TX
    Plano, TX
    Colleyville, TX
    Charlotte, NC
    Dallas, TX
  • 2009-09-16 → 2011-02-28
    Chase Investment Services Corp.
    Dallas, TX
    Cedar Hill, TX
Other Businesses

1. 12/07/2018 - LPC WEALTH MANAGEMENT, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ IRVING, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-08
S63 Uniform Securities Agent State Law Examination 2006-01-20
  • S66 Uniform Combined State Law Examination
    2009-09-08
  • S63 Uniform Securities Agent State Law Examination
    2006-01-20
Other Names
  • Aaron K Rainwater

View on SEC IAPD

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Other Investors

JAY DEE COURTNEY
MARK ANTHONY MILLER
GENE STEVEN GURLEY
HARRISON TATE BENEDICT
Andres I Polanco
Benjamin Hopper
Michael P Seibert
Justin Montanari

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · IRVING, TX
GIBRALTAR CAPITAL MANAGEMENT, INC. · IRVING, TX
EDWARD JONES · IRVING, TX
EDWARD JONES · IRVING, TX
J.P. MORGAN SECURITIES LLC · IRVING, TX
U.S. BANCORP ADVISORS, LLC · Irving, TX
LPL FINANCIAL LLC · IRVING, TX
KESTRA ADVISORY SERVICES, LLC · IRVING, TX

More in Irving, TX

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