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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States

Saint Louis Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Advisornet Wealth Partners Minneapolis MN 08/2012 11/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (2) NAME OF OTHER BUSINESS: JOHNSON ADVISORS LIMITED, INVESTMENT RELATED: YES, ADDRESS: 701 4TH AVE SOUTH SUITE 1500 MINNEAPOLIS MN, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: JAN 2012, APPROX NUMBER OF HOURS PER MONTH: 160, BRIEF DESCRIPTION OF DUTIES: SELL / PROVIDE FINANCIAL SERVICES; (3) JOHNSON ADVISORS LIMITED, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, SELL GROUP HEALTH INSURANCE PLANS TO AMERICAN COUNCIL OF ENGINEERING COMPANIES (ACEC) MEMBERS, START 2005, 5HRS/WK (TRADING HOURS), HEALTH INSURANCE AGENT, SELL PLANS ENGINEERING FIRM MEMBERS; (4) NAME OF OTHER BUSINESS: JOSEPH A. JOHNSON; INVESTMENT RELATED: NO; ADDRESS: 19469 THE PLACE BLVD ESTERO, FL 33928; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LONG TERM RENTAL ON VRBO (VACATION RENTALS BY OWNER);

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-04
  • S63 Uniform Securities Agent State Law Examination
    1992-02-04

View on SEC IAPD

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