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200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2003-05-06 |
Branch Locations
200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Ft. Lauderdale | FL | 08/2013 | 04/2020 |
| Raymond James Financial Services Advisors Inc. | Fort Lauderdale | FL | 09/2013 | 04/2020 |
| Provenance Wealth Advisors | Fort Lauderdale | FL | 12/2013 | Present |
1) Name of Business : Provenance Wealth Advisors. Address: 200 E. Las Olas Boulevard 19th Floor,Fort Lauderdale, FL Nature of the Business: Non-variable Insurance 2) RIDGEWOOD ENERGY FUND. NOT INVESTMENT RELATED:8/2007-PRESENT:FT. LAUDERDALE, FL:INVESTOR:ENERGY:4/HRS/MO:4 HRS DURING TRADING:PASSIVE INVESTOR. 3) ALLIANCE BERNSTEIN PARTNERS: FT.LAUDERDALE; PASSIVE INVESTOR Position/Title: Agent Investment Related:Yes Start Date: 12/09/2013 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 10 Description of duties: I sell long-term care, group health insurance, life insurance, fixed annuities and disability insurance with various vendors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-27 |
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