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James Edward Kunkel

Provenance Wealth Advisors

Fort Lauderdale, FL

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Current Employers
Provenance Wealth Advisors

200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-05-06
  • FL RA
    APPROVED
    Since 2003-05-06

Branch Locations

200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Ft. Lauderdale FL 08/2013 04/2020
Raymond James Financial Services Advisors Inc. Fort Lauderdale FL 09/2013 04/2020
Provenance Wealth Advisors Fort Lauderdale FL 12/2013 Present
Previous Registrations
  • 2013-09-11 → 2020-04-09
    Fort Lauderdale, FL
  • 2003-08-01 → 2013-09-03
    Walnut Street Securities, Inc.
    Fort Lauderdale, FL
    Ft. Lauderdale, FL
  • 2002-10-09 → 2003-08-01
    Nathan & Lewis Securities, Inc.
    Ft. Lauderdale, FL
  • 1998-06-01 → 2002-09-06
    Osaic Fa, Inc.
    Deerfield Beach, FL
Other Businesses

1) Name of Business : Provenance Wealth Advisors. Address: 200 E. Las Olas Boulevard 19th Floor,Fort Lauderdale, FL Nature of the Business: Non-variable Insurance 2) RIDGEWOOD ENERGY FUND. NOT INVESTMENT RELATED:8/2007-PRESENT:FT. LAUDERDALE, FL:INVESTOR:ENERGY:4/HRS/MO:4 HRS DURING TRADING:PASSIVE INVESTOR. 3) ALLIANCE BERNSTEIN PARTNERS: FT.LAUDERDALE; PASSIVE INVESTOR Position/Title: Agent Investment Related:Yes Start Date: 12/09/2013 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 10 Description of duties: I sell long-term care, group health insurance, life insurance, fixed annuities and disability insurance with various vendors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-10
S63 Uniform Securities Agent State Law Examination 1992-03-27
  • S66 Uniform Combined State Law Examination
    2006-11-10
  • S63 Uniform Securities Agent State Law Examination
    1992-03-27
Other Names
  • James E Kunkel
  • Jim Kunkel

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