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Monica Jane Arnolde

Morgan Stanley

Lake Forest, IL

CRD 3138237

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • IL RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

207 East Westminster Suite 300, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lake Forest IL 06/2009 Present
Previous Registrations
  • 2008-05-28 → 2009-06-01
    Morgan Stanley & Co. Llc
    Barrington, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-09
S63 Uniform Securities Agent State Law Examination 2001-03-02
  • S66 Uniform Combined State Law Examination
    2008-06-09
  • S63 Uniform Securities Agent State Law Examination
    2001-03-02
Other Names
  • Monica Jane Wandrusch

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
BUSS CAPITAL MANAGEMENT, LLC
ISTO ADVISORS, LLC

Nearby Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu

Nearby Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL

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