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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| NY | RA | APPROVED | 2023-09-28 |
Branch Locations
62 Lake Ave South Ste F, Nesconset, NY 11767 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Hauppuage | NY | 01/2009 | 09/2023 |
| Lpl Financial | Hauppuage | NY | 09/2023 | Present |
1) 09/2023 - MMBUSCH Enterprises LTD / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Nesconset, NY / Start date 08/15/2023 2) 09/2023 - Fire Island and Beyond.com / Business Owner - Photography and Wildlife / Outside/W-2 Employment / Not Investment Related / Nesconset, NY / Start date 05/01/2018 - 0 Hrs per month 3) 09/2023 - Great South Bay Images / Business Owner / Other / Not Investment Related / Nesconset, NY / Start 01/15/2023 - 20 Hrs per month - 5% Time Spent 4) 01/08/2025 - The Smith Companies LTD - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/03/2025 - 3 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-26 |
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