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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1.INDEPENDENT INSURANCE AGENT, MAXIMUS FINANCIAL SERVICES C MICHAEL RICHARDSON, CLU, CASL, CHFC, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 10/1989, 15HRS/WKDY,6HRS/WKEND; 2. PART TIME FREELANCER MUSICIAN, BEGAN 09/1968, 10HRS/WKDY, 6HRS/WKEND;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-01-10 |
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