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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-10 |
| UT | RA | APPROVED | 2023-08-08 |
Branch Locations
6985 S Union Park Ctr Ste 170, Cottonwood Heights, UT 84047 • United States
162 N 400 E Building C Suite 100 [Satellite], St. George , UT 84770 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St George | UT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St George | UT | 11/2016 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | St. George | UT | 08/2023 | Present |
THE THORPE GROUP, LLC, INVT RELATED, SANTA CLARA, UT, 100% OWNERSHIP, START DATE 5/1/2023, 8 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITIONING TO FINET.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-23 |
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