Kendal Marie Schall

San Francisco, CA

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-04-28
TX	RA	APPROVED	2023-04-28

CA RA
APPROVED

Since 2023-04-28
TX RA
APPROVED

Since 2023-04-28

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lion Street Financial	Los Gatos	CA	03/2015	11/2017
Legacy Capital Group California	Los Gatos	CA	08/2013	11/2017
First Republic Investment Management, Inc	Palo Alto	CA	11/2017	04/2023
First Republic Securities Company, Llc	Palo Alto	CA	11/2017	04/2023
Morgan Stanley Smith Barney Llc	San Jose	CA	04/2023	Present

03/2015 → 11/2017

Lion Street Financial

Los Gatos, CA
08/2013 → 11/2017

Legacy Capital Group California

Los Gatos, CA
11/2017 → 04/2023

First Republic Investment Management, Inc

Palo Alto, CA
11/2017 → 04/2023

First Republic Securities Company, Llc

Palo Alto, CA
04/2023 → Present

Morgan Stanley Smith Barney Llc

San Jose, CA

Previous Registrations

2017-12-01 → 2023-05-19

J.P. Morgan Private Wealth Advisors Llc

Palo Alto, CA

Palo Alto, CA

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-21

S66 Uniform Combined State Law Examination

2013-10-21

Designations

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

EQUITABLE ADVISORS, LLC

ROLO VENTURES MANAGEMENT LLC

TIGER & BULLDOG MANAGEMENT, LLC

HICKOK ADVISORY, LLC

Other Investors

Bianca N. Cross

Jonathan A Stoft

BEN Wolff KRUGMAN

DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA

PFG ADVISORS · San Jose, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

EQUITABLE ADVISORS, LLC · CAMPBELL, CA

ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

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