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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-29
  • MI RA
    APPROVED
    Since 2010-01-29

Branch Locations

5444 State St, Saginaw, MI 48603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 09/1990 Present
Northwestern Mutual Investment Services, Llc Flint MI 10/1991 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2015 Present
  • 09/1990 → Present
    The Northwestern Mutual Life Insurance C
    Milwaukee, WI
  • 10/1991 → Present
    Flint, MI
  • 02/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. 100% OWNER, HARDY PROPERTY MANAGEMENT GROUP LLC. A HOLDING COMPANY FOR RENTAL PROPERTY. LOCATION OF BUSINESS IS 5444 STATE ST. SAGINAW, MI 48603. STARTED 05/2001. DUTIES INCLUDE COLLECTING RENT AND SCHEDULING CONTRACTORS TO DO MAINTENANCE, 0-5 HRS PER MONTH, INVESTMENT RELATED. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. TREASURER AND MEMBER OF BOARD OF MANAGERS AND ENDOWMENT COMMITTEE, THE SAGINAW CLUB, 219 N. WASHINGTON AVE, SAGINAW, MICHIGAN, 48607, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 07/13/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WILL BE AN OFFICER AND THE TREASUER FOR THE SAGINAW CLUB BOARD OF MANAGERS, A PRIVATE SOCIAL CLUB(RECIPROCATE WITH THE MILWAUKEE CLUB AND MILWAUKEE ATHLETIC CLUB). 4. NORTHWOOD UNIVERSITY, PLANNED GIVING ADVISORY COMMITTEE MEMBER, FIDUCIARY CAPACITY, START DATE: 11/11/2002, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF THE PLANNED GIVING ADVISORY COMMITTEE. COMMITTEE GIVES DIRECTION ON RAISING FUNDS FOR UNIVERSITY. 5. HARDY PERUSKI & ASSOCIATES INSURANCE SERVICES LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 06/06/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, INVESTMENT-RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-28
  • S63 Uniform Securities Agent State Law Examination
    1993-01-28
Designations

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