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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-24 |
| CA | RA | APPROVED | 2013-11-25 |
Branch Locations
680 Newport Center Drive Suite 230, Newport Beach, CA 92660 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Newport Beach | CA | 11/2013 | Present |
1) LE AMIS DE ESSCOFFIER SOCIETY INTERNATIONAL; NON-INVESTMENT RELATED; CHINA; NON-PROFIT; PARTNER/REPRESENTATIVE; START 2/3/20; 4 DAYS/YR; NO TIME DURING SECURITIES TRADING HOURS; ATTEND ANNUAL INDUCTION DINNERS AND PROMOTE CHEFS AND CULINARY. 2) DANIEL THOMAS TRUST; INVESTMENT RELATED; LONG BEACH, CA; RENTAL PROPERTY; OWNER; START 7/8/26; LESS THAN 1 HR/MO; NO TIME DEVOTED DURIING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-09 |
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